Filing Details

Accession Number:
0000073124-17-000259
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-23 18:58:00
Reporting Period:
2017-08-23
Accepted Time:
2017-08-23 17:58:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1393081 Joyce Clair St 50 South Lasalle Street
Chicago IL 60603
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-08-23 13,814 $89.32 0 No 4 S Indirect 2016 GRAT
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect 2016 GRAT
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 29,855 Direct
Common Stock 21,939 Indirect By Trust
Common Stock 7,692 Indirect 2015 GRAT
Common Stock 5,099 Indirect 401(k) as of 6-30-17
Footnotes
  1. Price reflects the weighted average sales price from $89.31 to $89.32. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
  2. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  3. Reflects the August 17, 2017 distribution of 5,523 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.