Filing Details
- Accession Number:
- 0000073124-17-000259
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-23 18:58:00
- Reporting Period:
- 2017-08-23
- Accepted Time:
- 2017-08-23 17:58:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1393081 | Joyce Clair St | 50 South Lasalle Street Chicago IL 60603 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-08-23 | 13,814 | $89.32 | 0 | No | 4 | S | Indirect | 2016 GRAT |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | 2016 GRAT |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 29,855 | Direct | |
Common Stock | 21,939 | Indirect | By Trust |
Common Stock | 7,692 | Indirect | 2015 GRAT |
Common Stock | 5,099 | Indirect | 401(k) as of 6-30-17 |
Footnotes
- Price reflects the weighted average sales price from $89.31 to $89.32. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- Reflects the August 17, 2017 distribution of 5,523 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.