Home > Insider Trading > Filing (0000054480-17-000156)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
54480	Kansas City Southern	KSU	Railroads, Line-Haul Operating (4011)	440663509

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1428623	Guillermo Jose Delano Zozaya	Kansas City Southern Po Box 219335 Kansas City MO 64121	President & Exec Rep Of Sub	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-08-28	6,000	$102.93	42,087	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$35.41	2013-03-01	2020-02-29	13,700	13,700	Direct
Common Stock	Employee Stock Option (Right to Buy)	$52.62		2021-02-22	6,950	6,950	Direct
Common Stock	Employee Stock Option (Right to Buy)	$66.99		2022-02-21	4,690	4,690	Direct
Common Stock	Employee Stock Option (Right to Buy)	$97.77		2023-02-20	3,666	3,666	Direct
Common Stock	Employee Stock Option (Right to Buy)	$94.23		2024-02-19	3,876	3,876	Direct
Common Stock	Employee Stock Option (Right to Buy)	$119.35		2025-02-17	3,726	3,726	Direct
Common Stock	Employee Stock Option (Right to Buy)	$82.71		2026-02-18	4,972	4,972	Direct
Common Stock	Employee Stock Option (Right to Buy)	$86.89		2027-02-16	2,270	2,270	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-02-29	13,700	13,700	Direct
2021-02-22	6,950	6,950	Direct
2022-02-21	4,690	4,690	Direct
2023-02-20	3,666	3,666	Direct
2024-02-19	3,876	3,876	Direct
2025-02-17	3,726	3,726	Direct
2026-02-18	4,972	4,972	Direct
2027-02-16	2,270	2,270	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.84 to $103.01, inclusive. The reporting person undertakes to provide to Kansas City Southern, any security holder of Kansas City Southern, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 4,567 of these options became exercisable on November 19, 2010. The second target was met and 4,567 of these options became exercisable on December 8, 2010. The third target was met and 4,566 of these options became exercisable on January 7, 2011.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.