Filing Details
- Accession Number:
- 0000054480-17-000152
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-21 18:21:55
- Reporting Period:
- 2017-08-18
- Accepted Time:
- 2017-08-21 17:21:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 54480 | Kansas City Southern | KSU | Railroads, Line-Haul Operating (4011) | 440663509 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1457260 | K Mary Stadler | Kansas City Southern Po Box 219335 Kansas City MO 64121-9335 | Svp - Accounting | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-18 | 1,167 | $66.99 | 8,814 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-08-18 | 784 | $82.71 | 9,598 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-18 | 1,951 | $106.04 | 7,647 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-08-18 | 700 | $105.73 | 6,947 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-08-18 | 1,800 | $105.73 | 5,147 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-08-18 | 1,167 | $0.00 | 1,167 | $66.99 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-08-18 | 784 | $0.00 | 784 | $82.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-02-21 | No | 4 | M | Direct | |
| 1,566 | 2026-02-18 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $97.77 | 2023-02-20 | 955 | 955 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $94.23 | 2024-02-19 | 1,018 | 1,018 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $119.35 | 2025-02-17 | 976 | 976 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $86.89 | 2027-02-16 | 2,208 | 2,208 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-02-20 | 955 | 955 | Direct |
| 2024-02-19 | 1,018 | 1,018 | Direct |
| 2025-02-17 | 976 | 976 | Direct |
| 2027-02-16 | 2,208 | 2,208 | Direct |
Footnotes
- These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
- This option, representing a right to purchase a total of 2,350 shares, became exercisable in three equal annual installments beginning on February 19, 2017, which was the first anniversary of the date on which the option was granted.
Billionaire Hedge Funds
