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Filing Details

Accession Number:: 0000049071-17-000163
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-09-06 10:34:50
Reporting Period:: 2017-09-01

Accepted Time:: 2017-09-06 09:34:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1561149	D Elizabeth Bierbower	Humana Inc. 500 West Main Street Louisville KY 40202	President, Group Segment	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Humana Common	Disposition	2017-09-01	9,786	$259.00	18,042	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$79.66	2019-06-20	1,804	1,804	Direct
Humana Common	Options	$72.84	2019-02-20	1,734	1,734	Direct
Humana Common	Options	$102.16	2021-02-18	8,381	8,381	Direct
Humana Common	Options	$164.65	2022-02-24	7,627	7,627	Direct
Humana Common	Options	$167.81	2023-02-18	8,925	8,925	Direct
Humana Common	Options	$217.42	2024-03-08	14,997	14,997	Direct
Humana Common	Restricted Stock Units	$0.00		1,292	1,292	Direct
Humana Common	Restricted Stock Units	$0.00		3,448	3,448	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-06-20	1,804	1,804	Direct
2019-02-20	1,734	1,734	Direct
2021-02-18	8,381	8,381	Direct
2022-02-24	7,627	7,627	Direct
2023-02-18	8,925	8,925	Direct
2024-03-08	14,997	14,997	Direct
	1,292	1,292	Direct
	3,448	3,448	Direct

Footnotes

Right to buy pursuant to Company's 2003 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 06/20/2012, vesting in three increments from 06/20/2013 to 06/20/2015.
Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/2013, vesting in three increments from 02/20/2014 to 02/20/2016.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/2014, vesting in three increments from 02/18/2015 to 02/18/2017.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/24/2015, vesting in three increments from 02/24/2016 to 02/24/2018.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/18/2016, vesting in three increments from 02/18/2017 to 02/18/2019.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 03/08/2017. 9,998 options vesting in 3 annual increments, and 4,999 options fully vest three years from date of grant.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/2017 and 12/15/2018.
Restricted stock units granted to reporting person on 03/08/17. 2,299 shares vesting in three annual increments, and 1,149 shares fully vest three years from date of grant.
All shares sold at a price of $259.00.