Home > Insider Trading > Filing (0001593968-17-001012)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1437491	Ecoark Holdings Inc.	EARK	Plastics Products, Nec (3089)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1698207	T. Jay Oliphant	3333 S. Pinnacle Hills Parkway Suite 220 Rogers AR 72758	Corporate Controller, Pfo	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ecoark Holdings, Inc.	Disposition	2017-08-16	4,356	$3.02	149,821	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

The transaction reported on this Form 4 was mandated by the issuers election under its 2013 Incentive Stock Plan (the Plan) to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 sell to cover transaction. The reporting person was awarded restricted stock under the Plan and subsequently adopted a Rule 10b5-1 trading plan that allowed dispositions solely for the limited purpose of satisfying tax withholding obligations upon the vesting of such award. The transaction reported on this Form 4 does not represent a discretionary trade by the reporting person, but rather was effected pursuant to the reporting persons 10b5-1 trading plan for the limited purpose of satisfying tax withholding obligations upon the partial vesting of the restricted stock awarded under the Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in four transactions. 356 shares were sold at $3.16, and 1,500 shares at $2.95 and 2,080 shares at $2.99, and 420 at $3.25. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in in this footnote.