Filing Details
- Accession Number:
- 0001179110-17-011684
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-18 18:57:59
- Reporting Period:
- 2017-08-16
- Filing Date:
- 2017-08-18
- Accepted Time:
- 2017-08-18 18:57:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326732 | Xencor Inc | XNCR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218981 | Iii S John Stafford | 350 N. Orleans Street Suite 2N Chicago IL 60654-1975 | No | No | Yes | No | |
1512282 | Ronin Capital, Llc | 350 N. Orleans Street Suite 2N Chicago IL 60654-1975 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-16 | 25,000 | $20.96 | 5,052,000 | No | 4 | P | Indirect | By Ronin Capital, LLC |
Common Stock | Acquisiton | 2017-08-17 | 79,035 | $20.47 | 5,131,035 | No | 4 | P | Indirect | By Ronin Capital, LLC |
Common Stock | Acquisiton | 2017-08-18 | 43,500 | $19.93 | 5,174,535 | No | 4 | P | Indirect | By Ronin Capital, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Ronin Capital, LLC |
No | 4 | P | Indirect | By Ronin Capital, LLC |
No | 4 | P | Indirect | By Ronin Capital, LLC |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $20.92 to $21.00. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $20.35 to $20.58. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $19.81 to $20.05. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.