Filing Details
- Accession Number:
- 0001179110-17-011662
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-18 17:10:04
- Reporting Period:
- 2017-08-16
- Filing Date:
- 2017-08-18
- Accepted Time:
- 2017-08-18 17:10:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1800 | Abbott Laboratories | ABT | Pharmaceutical Preparations (2834) | 360698440 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1327700 | R Stephen Fussell | 100 Abbott Park Road Abbott Park IL 60064-6400 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Without Par Value | Acquisiton | 2017-08-16 | 39,350 | $26.70 | 221,488 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Acquisiton | 2017-08-16 | 38,700 | $26.02 | 260,188 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Acquisiton | 2017-08-16 | 28,700 | $26.19 | 288,888 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Acquisiton | 2017-08-16 | 45,800 | $22.39 | 334,688 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Acquisiton | 2017-08-16 | 44,000 | $27.03 | 378,688 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2017-08-16 | 196,550 | $49.50 | 182,138 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Option (right to buy) | Disposition | 2017-08-16 | 39,350 | $0.00 | 39,350 | $26.70 |
| Common Shares | Option (right to buy) | Disposition | 2017-08-16 | 38,700 | $0.00 | 38,700 | $26.02 |
| Common Shares | Option (right to buy) | Disposition | 2017-08-16 | 28,700 | $0.00 | 28,700 | $26.19 |
| Common Shares | Option (right to buy) | Disposition | 2017-08-16 | 45,800 | $0.00 | 45,800 | $22.39 |
| Common Shares | Option (right to buy) | Disposition | 2017-08-16 | 44,000 | $0.00 | 44,000 | $27.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-15 | 2018-02-14 | No | 4 | M | Direct |
| 0 | 2012-02-20 | 2019-02-19 | No | 4 | M | Direct |
| 0 | 2013-02-19 | 2020-02-18 | No | 4 | M | Direct |
| 0 | 2014-02-18 | 2021-02-17 | No | 4 | M | Direct |
| 0 | 2015-02-17 | 2022-02-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares Without Par Value | 1,570 | Indirect | Profit Sharing Trust |
| Common Shares Without Par Value | 53 | Indirect | By Spouse |
Footnotes
- Balance in the Abbott Laboratories Stock Retirement Trust as of August 16, 2017.
- The reporting person disclaims beneficial ownership of all securities held by his spouse.
- Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
- Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
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