Filing Details
- Accession Number:
- 0000891839-17-000118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-18 16:43:15
- Reporting Period:
- 2017-08-16
- Filing Date:
- 2017-08-18
- Accepted Time:
- 2017-08-18 16:43:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31235 | Eastman Kodak Co | KODK | Photographic Equipment & Supplies (3861) | 160417150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1285969 | Jeff Clarke | Eastman Kodak Company 343 State Street Rochester NY 14650 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2017-08-16 | 5,500 | $7.37 | 111,679 | No | 4 | P | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2017-08-17 | 3,000 | $7.13 | 114,679 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $27.20 | 2021-03-11 | 114,943 | 114,943 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $18.46 | 2022-03-11 | 152,207 | 152,207 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $10.19 | 2023-03-11 | 229,358 | 229,358 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $15.00 | 2024-03-11 | 277,778 | 277,778 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-03-11 | 114,943 | 114,943 | Direct |
2022-03-11 | 152,207 | 152,207 | Direct |
2023-03-11 | 229,358 | 229,358 | Direct |
2024-03-11 | 277,778 | 277,778 | Direct |
Footnotes
- The price reported is a weighted average purchase price. Mr. Clarke purchased these shares in multiple transcations at prices ranging from $7.35 to $7.41 per share, inclusive. Mr. Clarke undertakes to provide to Eastman Kodak Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2014 grant date.
- Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2015 grant date.
- Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2016 grant date.
- Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of March 12, 2018, March 12, 2019 and March 12, 2020.