Filing Details
- Accession Number:
- 0001127602-17-026026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-18 15:24:10
- Reporting Period:
- 2017-08-16
- Filing Date:
- 2017-08-18
- Accepted Time:
- 2017-08-18 15:24:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1673358 | Yum China Holdings Inc. | YUMC | Retail-Eating Places (5812) | 812421743 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685842 | Mark Chu | 16/F Two Grand Gateway 3 Hong Qiao Road Shanghai F4 200030 | Senior Advisor To Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-16 | 20,602 | $14.88 | 23,457 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-16 | 8,175 | $37.50 | 15,282 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-08-16 | 12,427 | $37.50 | 2,855 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-08-16 | 20,000 | $19.46 | 22,855 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-16 | 10,243 | $38.00 | 12,612 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-08-16 | 1,647 | $38.00 | 10,965 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-08-17 | 8,110 | $38.00 | 2,855 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2017-08-16 | 20,602 | $0.00 | 20,602 | $14.88 |
| Common Stock | Stock Appreciation Right | Disposition | 2017-08-16 | 20,000 | $0.00 | 20,000 | $19.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-02-04 | No | 4 | M | Direct | |
| 20,886 | 2022-02-08 | No | 4 | M | Direct |
Footnotes
- Vested in full.
Billionaire Hedge Funds
