Filing Details
- Accession Number:
- 0001209191-17-049576
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-18 13:07:34
- Reporting Period:
- 2017-08-17
- Filing Date:
- 2017-08-18
- Accepted Time:
- 2017-08-18 13:07:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1494448 | Emergent Capital Inc. | EMGC | Life Insurance (6311) | 300663473 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1712049 | James Hua | C/O Emergent Capital, Inc. 5355 Town Center Road, Suite 701 Boca Raton FL 33486 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-17 | 135,000 | $0.36 | 510,000 | No | 4 | P | Indirect | By: Opal Capital Partners, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By: Opal Capital Partners, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,000,000 | Indirect | By: Opal Sheppard Opportunities Fund I LP |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.335 to $0.37, inclusive. The Reporting Person undertakes to provide to Emergent Capital, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
- The Reporting Person may be deemed to be a control person of this entity and disclaims beneficial ownership of all shares held by Opal Capital Partners, LP, except to the extent of any indirect pecuniary interest therein.
- The Reporting Person may be deemed to be a control person of this entity and disclaims beneficial ownership of all shares held by Opal Sheppard Opportunities Fund I LP, except to the extent of any indirect pecuniary interest therein.