Filing Details
- Accession Number:
- 0001012975-17-000633
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-17 19:12:24
- Reporting Period:
- 2017-08-15
- Filing Date:
- 2017-08-17
- Accepted Time:
- 2017-08-17 19:12:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1374310 | Cboe Holdings Inc. | CBOE | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 205446972 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1425004 | Christopher Mitchell | C/O Spectrum Equity One International Place Boston MA 02110 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-08-15 | 200,000 | $97.65 | 239,970 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,455 | Direct |
Footnotes
- The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $97.21 to $98.05 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
- Spectrum Equity Investors VI, L.P. ("SEI VI") is the holder of record of 239,300 shares, Spectrum VI Co-Investment Fund, L.P. ("Co-Investment Fund") is the holder of record of 91 shares and Spectrum VI Investment Managers' Fund, L.P. ("IMF") is the holder of record of 579 shares following the reported transaction.
- The general partner of SEI VI is Spectrum Equity Associates VI, L.P., the general partner of which is SEA VI Management, LLC ("SEA VI LLC"). The general partner of IMF and Co-Investment Fund is SEA VI LLC. As a member and manager of SEA VI LLC, the Reporting Person may be deemed to share the voting and dispositive power over securities beneficially owned by SEA VI LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The Reporting Person directly beneficially owns 1,455 shares.