Filing Details
- Accession Number:
- 0000891839-17-000113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-17 16:41:09
- Reporting Period:
- 2017-08-16
- Filing Date:
- 2017-08-17
- Accepted Time:
- 2017-08-17 16:41:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31235 | Eastman Kodak Co | KODK | Photographic Equipment & Supplies (3861) | 160417150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1706935 | D. Jeffrey Engelberg | C/O Eastman Kodak Company 343 State Street Rochester NY 14650 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2017-08-16 | 5,000 | $7.40 | 15,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.01 | 960,000 | Indirect | See footnote. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Series A Covertible Preferred Stock | $17.40 | 574,710 | 100,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
574,710 | 100,000 | Indirect |
Footnotes
- These securities are owned directly by C2W Partners Master Fund Limited. Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W Partners Master Fund Limited. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W Partners Master Fund Limited and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- The convertible preferred stock is convertible at any time, at the holder's election, and has no expiration date.