Filing Details
- Accession Number:
- 0001179110-17-011620
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-17 16:36:41
- Reporting Period:
- 2017-08-17
- Filing Date:
- 2017-08-17
- Accepted Time:
- 2017-08-17 16:36:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350653 | Alphatec Holdings Inc. | ATEC | Surgical & Medical Instruments & Apparatus (3841) | 202463898 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1449439 | G. Jeffrey Black | C/O Alphatec Spine, Inc. 5818 El Camino Real Carlsbad CA 92008 | Executive Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-17 | 5,000 | $1.80 | 34,000 | No | 4 | P | Indirect | by IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 75,000 | Direct |
Footnotes
- Reporting Person's Form 4 filing dated August 16, 2017, for purchase of 4,000 shares of common stock, incorrectly specified the Ownership Form of those shares as "Direct." The correct Ownership Form of those shares should have been labeled "Indirect," with the Nature of the Beneficial Ownership being identified as "by IRA." For purposes of Item 5 of this Form 4, those 4,000 shares of common stock purchased on August 16 have been moved from "Direct" to "Indirect" as the correct Ownership Form.