Filing Details
- Accession Number:
- 0001209191-17-049393
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-17 16:29:32
- Reporting Period:
- 2017-08-15
- Filing Date:
- 2017-08-17
- Accepted Time:
- 2017-08-17 16:29:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1624899 | Steris Plc | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 981203539 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1697095 | L Karen Burton | C/O Chancery House, 190 Waterside Rd. Hamilton Industrial Park Leicester X0 LE5 1QZ | Vp, Controller & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, 10 Pence Par Value | Acquisiton | 2017-08-15 | 500 | $31.87 | 11,807 | No | 4 | M | Direct | |
Ordinary Shares, 10 Pence Par Value | Disposition | 2017-08-15 | 3,270 | $85.70 | 8,537 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2017-08-15 | 500 | $0.00 | 500 | $31.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,800 | 2020-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares, 10 Pence Par Value | 319 | Indirect | By 401(k) |
Footnotes
- This exercise of 500 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on December 5, 2016.
- Of the total shares sold, 500 shares were sold pursuant to the above-referenced 10b5-1 plan sale.
- 7,656 of these shares are restricted and vest as follows: 1,000 on April 2, 2018; 972 on May 30, 2018; 764 on May 28, 2019; 700 on October 1, 2019; 1,220 on June 1, 2020 and 3,000 on June 1, 2021.
- Based on closing price of $85.98 per share on August 15, 2017.
- This option was granted on May 20, 2010 and is fully vested.