Home > Insider Trading > Filing (0001104659-17-052456)

Filing Details

Accession Number:: 0001104659-17-052456
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-08-17 16:06:33
Reporting Period:: 2017-08-16

Filing Date:: 2017-08-17
Accepted Time:: 2017-08-17 16:06:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1295401	Bancorp Inc.	TBBK	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1197257	Iii M John Eggemeyer	C/O Castle Creek Capital Llc 6051 El Tordo, Po Box 1329 Rancho Santa Fe CA 92067	Yes	No	No	No
1242722	Mikesell J Thomas	C/O Castle Creek Capital Llc 6051 El Tordo, Po Box 1329 Rancho Santa Fe CA 92067	Yes	No	No	No
1332829	G Mark Merlo	C/O Castle Creek Capital Llc 6051 El Tordo, Po Box 1329 Rancho Santa Fe CA 92067	Yes	No	No	No
1481798	John Pietrzak	C/O Castle Creek Capital Llc 6051 El Tordo, Po Box 1329 Rancho Santa Fe CA 92067	Yes	No	No	No
1666749	Castle Creek Capital Partners Vi, Lp	C/O Castle Creek Capital Llc 6051 El Tordo, Po Box 1329 Rancho Santa Fe CA 92067	Yes	No	No	No
1671438	Castle Creek Capital Vi Llc	C/O Castle Creek Capital Llc 6051 El Tordo, Po Box 1329 Rancho Santa Fe CA 92067	Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-08-16	225,000	$7.41	2,932,898	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	15,000	Indirect	See Footnote

Footnotes

The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $7.4000 to $7.4800, inclusive. The reporting persons undertake to provide to The Bancorp, Inc., any security holder of The Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in footnote (1) to this Form 4.
These securities are directly held by Castle Creek Capital Partners VI, LP ("Fund VI"). Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak are managing principals of Castle Creek Capital VI LLC, the sole general partner of Fund VI. Castle Creek Capital VI LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak each disclaim beneficial ownership of these shares of Common Stock, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that Castle Creek Capital Partners VI LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, or Mr. Pietrzak is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc., were previously issued to Castle Creek Advisors IV LLC, on behalf of John M. Eggemeyer in his capacity as a member of the Board of Directors of The Bancorp, Inc., and vest in three equal annual installments beginning on February 3, 2018.