Filing Details
- Accession Number:
- 0001214659-17-005182
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-17 13:14:10
- Reporting Period:
- 2017-08-16
- Filing Date:
- 2017-08-17
- Accepted Time:
- 2017-08-17 13:14:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825324 | Good Times Restaurants Inc. | GTIM | Retail-Eating Places (5812) | 841133368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1066801 | A Alan Teran | 2126 Knollwood Dr Boulder CO 80302 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2017-08-16 | 3,000 | $2.90 | 40,877 | No | 4 | P | Direct | |
Common | Acquisiton | 2017-08-16 | 6,000 | $2.90 | 8,000 | No | 4 | P | Indirect | By Termar Enterprises, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Termar Enterprises, Inc. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common | Non Qualified Stock Option | $2.12 | 2012-06-07 | 2022-06-07 | 2,000 | 2,000 | Direct |
Common | Non Qualified Stock Option | $2.31 | 2013-01-02 | 2023-01-02 | 2,000 | 4,000 | Direct |
Common | Non Qualified Stock Option | $2.44 | 2013-09-27 | 2023-09-27 | 5,000 | 9,000 | Direct |
Common | Non Qualified Stock Option | $7.79 | 2025-03-13 | 7,060 | 16,060 | Direct | |
Common | Non Qualified Stock Option | $5.29 | 2025-11-23 | 3,781 | 19,841 | Direct | |
Common | Restricted Stock Unit | $0.00 | 2018-11-23 | 883 | 20,724 | Direct | |
Common | Restricted Stock Unit | $0.00 | 2019-11-16 | 5,600 | 26,324 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-06-07 | 2,000 | 2,000 | Direct |
2023-01-02 | 2,000 | 4,000 | Direct |
2023-09-27 | 5,000 | 9,000 | Direct |
2025-03-13 | 7,060 | 16,060 | Direct |
2025-11-23 | 3,781 | 19,841 | Direct |
2018-11-23 | 883 | 20,724 | Direct |
2019-11-16 | 5,600 | 26,324 | Direct |
Footnotes
- Shares are owned indirectly and are held in the entity Termar Enterprises, Inc. Mr. Teran is the President of Termar Enterprises, Inc..
- These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
- These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016
- The reporting person was granted 1,324 restricted stock units of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
- The reporting person was granted 5,600 restricted stock units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.