Filing Details

Accession Number:
0000899243-17-020548
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-16 21:05:45
Reporting Period:
2017-08-14
Filing Date:
2017-08-16
Accepted Time:
2017-08-16 21:05:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610532 Hortonworks Inc. HDP Services-Prepackaged Software (7372) 371634325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626688 Shaun Connolly C/O Hortonworks, Inc.
5470 Great America Parkway
Santa Clara CA 95054
Chief Strategy Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-08-14 5,370 $14.43 385,329 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2017.
  2. Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $14.34 to $14.59 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.