Filing Details
- Accession Number:
- 0001437749-17-014921
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-16 18:42:08
- Reporting Period:
- 2017-08-14
- Filing Date:
- 2017-08-16
- Accepted Time:
- 2017-08-16 18:42:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1611647 | Freshpet Inc. | FRPT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1224986 | A Richard Kassar | C/O Freshpet, Inc. 400 Plaza Drive, Floor 1 Secaucus NJ 07094 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-14 | 8,977 | $8.87 | 208,971 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-14 | 8,977 | $16.00 | 199,994 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-08-15 | 200 | $8.87 | 200,194 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-15 | 200 | $16.00 | 199,994 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-08-16 | 14,062 | $8.87 | 214,056 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-16 | 14,062 | $16.01 | 199,994 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Acquisiton | 2017-08-14 | 8,977 | $0.00 | 8,977 | $8.87 |
| Common Stock | Option to Purchase Common Stock | Acquisiton | 2017-08-15 | 200 | $0.00 | 200 | $8.87 |
| Common Stock | Option to Purchase Common Stock | Acquisiton | 2017-08-16 | 14,062 | $0.00 | 14,062 | $8.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,699 | 2020-02-28 | No | 4 | M | Direct | |
| 14,499 | 2020-02-28 | No | 4 | M | Direct | |
| 437 | 2020-02-28 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.025. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.
- The option vests in five equal annual installments beginning March 31, 2011.
Billionaire Hedge Funds
