Filing Details
- Accession Number:
- 0000891839-17-000110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-16 16:34:08
- Reporting Period:
- 2017-08-15
- Filing Date:
- 2017-08-16
- Accepted Time:
- 2017-08-16 16:34:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31235 | Eastman Kodak Co | KODK | Photographic Equipment & Supplies (3861) | 160417150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1466099 | Eric Samuels | Eastman Kodak Company 343 State Street Rochester NY 14650 | Cao And Corp. Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Disposition | 2017-08-15 | 540 | $7.70 | 2,905 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Restricted Stock Units | $0.00 | 2017-09-03 | 2,104 | 2,104 | Direct | |
Common Stock, Par Value $.01 | Restricted Stock Units | $0.00 | 2018-09-03 | 7,269 | 7,269 | Direct | |
Common Stock, Par Value $.01 | Restricted Stock Units | $0.00 | 2019-09-03 | 9,628 | 9,628 | Direct | |
Common Stock, Par Value $.01 | Restricted Stock Units | $0.00 | 2020-03-21 | 4,505 | 4,505 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $23.78 | 2021-09-02 | 19,012 | 19,012 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $13.76 | 2022-09-02 | 26,087 | 26,087 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $15.58 | 2023-09-02 | 25,467 | 25,467 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $11.10 | 2024-03-20 | 11,161 | 11,161 | Direct | |
Common Stock, Par Value $.01 | 125% Warrants to purchase Common Stock, par value $.01 | $14.93 | 2013-09-03 | 2018-09-03 | 8 | 8 | Direct |
Common Stock, Par Value $.01 | 135% Warrants to purchase Common Stock, par value $.01 | $16.12 | 2013-09-03 | 2018-09-03 | 8 | 8 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-09-03 | 2,104 | 2,104 | Direct |
2018-09-03 | 7,269 | 7,269 | Direct |
2019-09-03 | 9,628 | 9,628 | Direct |
2020-03-21 | 4,505 | 4,505 | Direct |
2021-09-02 | 19,012 | 19,012 | Direct |
2022-09-02 | 26,087 | 26,087 | Direct |
2023-09-02 | 25,467 | 25,467 | Direct |
2024-03-20 | 11,161 | 11,161 | Direct |
2018-09-03 | 8 | 8 | Direct |
2018-09-03 | 8 | 8 | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/2016.
- These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2014 grant date.
- These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.
- These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.
- These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 3/21/2017 grant date.
- This option vests one-third on each of the first three anniversaries of the 9/3/2014 grant date.
- This option vests one-third on each of the first three anniversaries of the 9/3/2015 grant date.
- This option vests one-third on each of the first three anniversaries of the 9/3/2016 grant date.
- This option vests one-third on each of the first three anniversaries of the 3/21/2017 grant date.
- Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.