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Filing Details

Accession Number:: 0001381668-17-000059
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-08-16 12:08:58
Reporting Period:: 2017-08-15

Filing Date:: 2017-08-16
Accepted Time:: 2017-08-16 12:08:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1381668	Tfs Financial Corp	TFSL	Savings Institution, Federally Chartered (6035)	522054948

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1530997	S Meredith Weil	7007 Broadway Avenue Cleveland OH 44105	Coo Of Subsidiary	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-08-15	5,021	$15.40	27,932	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,914	Indirect	BY ESOP
Common Stock	10,652	Indirect	By 401(k)

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00		12,240	12,240	Direct
Common Stock	Restricted Stock Units	$0.00		1,100	1,100	Direct
Common Stock	Employee Stock Option (right to buy)	$14.85	2024-12-18	32,400	32,400	Direct
Common Stock	Employee Stock Option (right to buy)	$8.61	2021-12-15	36,900	36,900	Direct
Common Stock	Employee Stock Option (right to buy)	$11.64	2023-12-03	28,700	28,700	Direct
Common Stock	Employee Stock Option (right to buy)	$14.81	2025-05-28	108,300	108,300	Direct
Common Stock	Restricted Stock Units	$0.00		3,000	3,000	Direct
Common Stock	Employee Stock Option (right to buy)	$11.74	2018-08-10	50,000	50,000	Direct
Common Stock	Employee Stock Option (right to buy)	$14.00	2020-05-14	31,500	31,500	Direct
Common Stock	Employee Stock Option (right to buy)	$19.06	2025-12-17	49,200	49,200	Direct
Common Stock	Employee Stock Option (right to buy)	$19.31	2026-12-15	79,400	79,400	Direct
Common Stock	Restricted Stock Units	$0.00		5,800	5,800	Direct
Common Stock	Restricted Stock Units	$0.00		3,600	3,600	Direct
Common Stock	Employee Stock Option (right to buy)	$9.43	2022-12-15	41,700	41,700	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	12,240	12,240	Direct
	1,100	1,100	Direct
2024-12-18	32,400	32,400	Direct
2021-12-15	36,900	36,900	Direct
2023-12-03	28,700	28,700	Direct
2025-05-28	108,300	108,300	Direct
	3,000	3,000	Direct
2018-08-10	50,000	50,000	Direct
2020-05-14	31,500	31,500	Direct
2025-12-17	49,200	49,200	Direct
2026-12-15	79,400	79,400	Direct
	5,800	5,800	Direct
	3,600	3,600	Direct
2022-12-15	41,700	41,700	Direct

Footnotes

Shares are held with shared voting power with spouse.
Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016.
On a Form 4 filed December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). The RSUs vest in three equal annual installments beginning December 10, 2015.
As reported on a Form 4 filed December 19, 2014, the reporting person received a grant of 32,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2015.
As reported on a Form 4 dated December 19, 2011, the reporting person received a grant of 36,900 stock options that vest in three equal annual installments beginning December 15, 2012.
As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 28,700 stock options on December 3, 2013. These stock options vest in three equal installments beginning December 3, 2014.
As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016.
As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016.
As reported on a Form 4 dated September 29, 2011, the reporting person received a grant of 50,000 stock options that vest in three equal annual installments beginning August 11, 2011.
The reporting person received a grant of 31,500 stock options that vest in three equal annual installments beginning May 14, 2011.
As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 49,200 stock options on December 15, 2015. These stock options vest in three equal annual installments beginning December 10, 2016.
On December 15, 2016, the reporting person received a grant of 79,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2017.
On December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.
As reported on a Form 4 dated September 29, 2011, the reporting person received a grant of 3,600 restricted stock units that vest in four equal annual installments beginning May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
The reporting person received a grant of 41,700 stock options on December 28, 2012. These stock options vest in three equal installments beginning December 15, 2013.