Filing Details
- Accession Number:
- 0001214659-17-005167
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-16 11:44:23
- Reporting Period:
- 2017-08-14
- Filing Date:
- 2017-08-16
- Accepted Time:
- 2017-08-16 11:44:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1468780 | Powin Energy Corp | PWON | Miscellaneous Manufacturing Industries (3990) | 870455378 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1587552 | Y Danny Lu | 0841 Sw Gaines St. Unit 1604 Portland OR 97239 | Vice-President | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-14 | 2,852,858 | $0.53 | 5,376,464 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Footnotes
- These shares were acquired in a private transaction in consideration of consulting and business advisory services rendered by the Reporting Person to a non-affiliate of the Issuer. The shares were issued in lieu of cash compensation of $1,500,000.
- 917,097 shares are held by Lu Pacific Properties, LLC of which the Reporting Person is a managing member.