Filing Details
- Accession Number:
- 0000899243-17-020355
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-15 17:00:26
- Reporting Period:
- 2017-08-10
- Filing Date:
- 2017-08-15
- Accepted Time:
- 2017-08-15 17:00:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000298 | Impac Mortgage Holdings Inc | IMH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
905980 | H/ Richard Pickup | 2532 Dupont Drive Irvine CA 92612 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-10 | 6,319 | $13.98 | 2,360,465 | No | 4 | P | Indirect | See footnote. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100,000 | Direct | |
Common Stock | 894,945 | Indirect | See footnote. |
Common Stock | 1,191,153 | Indirect | See footnote. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Convertible Promissory Note Due 2020 | $21.50 | 2016-01-02 | 2020-05-09 | 639,535 | 13,750,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-05-09 | 639,535 | 13,750,000 | Indirect |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $13.855 to $14.00; the price reported above reflects the weighted average purchase price. Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- The shares of common stock were purchased by RHP Trust, dated May 31, 2011 (the "Trust"), over which shares Reporting Person exercises sole voting and investment power, and the number of shares reflected in column 5 represents the aggregate number of shares of common stock owned directly by the Trust upon execution of this purchase transaction.
- The shares of common stock are held by Dito Devcar LP, over which shares Reporting Person exercises sole voting and investment power.
- The shares of common stock are held by Dito Caree LP, over which shares Reporting Person exercises sole voting and investment power.
- As previously reported on a Form 4 filed by Reporting Person on May 11, 2015, on May 8, 2015, the Trust purchased a Convertible Promissory Note Due 2020 in the original principal amount of $13,750,000 that is convertible by the Trust at any time after January 1, 2016, and, upon conversion of the original principal amount prior to maturity at the initial conversion price of $21.50 per share (subject to adjustment in the event of stock splits, stock dividends and reclassifications), the Trust will receive 639,535 shares of common stock (subject to adjustment in the event of stock splits, stock dividends and reclassifications). The Convertible Promissory Note Due 2020 is due and payable, to the extent not converted, on or before May 9, 2020.
- As of August 10, 2017, Reporting Person may be deemed to beneficially own an aggregate of 5,186,098 shares of the common stock, consisting of (a) 100,000 shares owned directly, and (b) an aggregate of 5,086,098 shares owned indirectly, consisting of (i) 2,360,465 shares owned directly by the Trust, (ii) 639,535 shares that the Trust may acquire at any time after January 1, 2016 upon conversion (at the initial conversion price of $21.50 per share) of the outstanding principal balance of a Convertible Promissory Note Due 2020 owned directly by the Trust, (iii) 894,945 shares owned directly by Dito Devcar LP (over which shares Reporting Person exercises sole voting and investment power), and (iv) 1,191,153 shares owned directly by Dito Caree LP (over which shares Reporting Person exercises sole voting and investment power).