Filing Details
- Accession Number:
- 0001580695-17-000382
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-15 15:52:12
- Reporting Period:
- 2017-08-03
- Filing Date:
- 2017-08-15
- Accepted Time:
- 2017-08-15 15:52:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1372183 | Monaker Group Inc. | MKGI | Transportation Services (4700) | 263509845 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1563607 | P Donald Monaco | 2690 Weston Road, Suite 200 Weston FL 33331 | Yes | No | Yes | No | |
1688827 | Monaco Investment Partners Ii, Lp | 353 E. Liberty Drive Wheaton IL 60187 | No | No | No | Yes | |
1689123 | Trust Insurance Monaco P. Donald | 353 E. Liberty Drive Wheaton IL 60187 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-03 | 1,000,000 | $0.00 | 1,906,292 | No | 4 | J | Indirect | Through the Donald P. Monaco Insurance Trust |
Common Stock | Acquisiton | 2017-08-03 | 1,150,000 | $0.00 | 1,955,754 | No | 4 | J | Indirect | Through Monaco Investment Partners II, LP |
Common Stock | Acquisiton | 2017-08-11 | 87,500 | $2.00 | 1,993,792 | No | 4 | P | Indirect | Through the Donald P. Monaco Insurance Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | Through the Donald P. Monaco Insurance Trust |
No | 4 | J | Indirect | Through Monaco Investment Partners II, LP |
No | 4 | P | Indirect | Through the Donald P. Monaco Insurance Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Acquisiton | 2017-08-03 | 1,000,000 | $0.00 | 1,000,000 | $0.00 |
Common Stock | Series A Preferred Stock | Acquisiton | 2017-08-03 | 1,150,000 | $0.00 | 1,150,000 | $0.00 |
Common Stock | Common Stock Purchase Warrant | Acquisiton | 2017-08-11 | 87,500 | $0.00 | 87,500 | $2.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | J | Indirect | ||
0 | No | 4 | J | Indirect | ||
87,500 | 2017-08-11 | 2022-07-30 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20 | Direct |
Footnotes
- Effective on August 11, 2017, the Reporting Person (through the Trust (defined below)), purchased 87,500 shares of common stock of the Issuer and warrants to acquire 87,500 shares of common stock of the Issuer with an exercise price of $2.10 per share, from the Issuer, for the purchase price of $2.00 per unit (one share and one warrant).
- Effective on August 3, 2017, the Reporting Person converted 1,075,000 shares of the Issuer's Series A 10% Cumulative Convertible Preferred Stock ("Series A Preferred Stock") (including 575,000 shares held by MI Partners (defined below) and 500,000 shares held by the Trust (defined below)), on a 2-for-1 basis (as provided by the current terms of the Series A Preferred Stock), into 2,150,000 shares of common stock.
- The securities are beneficially owned by Monaco Investment Partners II, LP ("MI Partners"). Mr. Monaco is the managing general partner of MI Partners. As such, Mr. Monaco is deemed to beneficially own the securities held by the MI Partners.
- The securities are beneficially owned by Donald P. Monaco Insurance Trust ("Trust"). Donald P. Monaco, is the trustee of the Trust. As such, Mr. Monaco is deemed to beneficially own the securities held by the Trust.
- Mr. Monaco disclaims beneficial ownership of all shares held by the Trust and MI Partners in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of, or has pecuniary interest in, any such excess shares for the purposes of Section 16 of the Exchange Act or for any other purpose.