Filing Details

Accession Number:
0001214659-17-005118
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-14 19:23:05
Reporting Period:
2017-08-10
Filing Date:
2017-08-14
Accepted Time:
2017-08-14 19:23:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1110647 Oclaro Inc. OCLR Semiconductors & Related Devices (3674) 201303994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1252121 David Teichmann 225 Charcot Avenue
San Jose CA 95131
Evp, Gc, & Corp. Sec. No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-10 60,000 $0.00 422,126 No 4 A Direct
Common Stock Disposition 2017-08-10 22,742 $8.32 399,384 No 4 F Direct
Common Stock Disposition 2017-08-11 20,132 $8.37 379,252 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Represents a grant of restricted stock units, which vests 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th following the Initial Vesting Date over the three years of continuous service thereafter.
  2. Withholding of 22,742 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.
  3. Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan.
  4. This transaction was executed in multiple trades at prices ranging from $8.26 to $8.485. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.