Filing Details
- Accession Number:
- 0001214659-17-005117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-14 19:22:51
- Reporting Period:
- 2017-08-10
- Filing Date:
- 2017-08-14
- Accepted Time:
- 2017-08-14 19:22:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1110647 | Oclaro Inc. | OCLR | Semiconductors & Related Devices (3674) | 201303994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1596296 | H Michael Fernicola | 225 Charcot Ave San Jose CA 95131 | Chief Accounting Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-10 | 25,000 | $0.00 | 106,225 | No | 4 | A | Direct | |
Common Stock | Disposition | 2017-08-10 | 7,751 | $8.32 | 98,474 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-08-14 | 12,869 | $8.62 | 85,605 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents a grant of restricted stock units, which vests 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th following the Initial Vesting Date over the three years of continuous service thereafter.
- Withholding of 7,751 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.
- Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $8.51 to $8.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.