Filing Details
- Accession Number:
- 0001570585-17-000266
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-14 18:58:30
- Reporting Period:
- 2017-08-10
- Filing Date:
- 2017-08-14
- Accepted Time:
- 2017-08-14 18:58:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1570585 | Liberty Global Plc | LBTY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1091974 | R H Charles Bracken | 161 Hammersmith Road London X0 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Class C | Acquisiton | 2017-08-10 | 41,956 | $18.24 | 53,404 | No | 4 | M | Direct | |
| Liberty Global Class C | Acquisiton | 2017-08-10 | 83,905 | $17.51 | 137,309 | No | 4 | M | Direct | |
| Liberty Global Class C | Disposition | 2017-08-10 | 95,140 | $32.91 | 42,169 | No | 4 | F | Direct | |
| Liberty Global Class C | Disposition | 2017-08-11 | 30,721 | $32.74 | 11,448 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Liberty Global Class C | Liberty Global Share Appreciation Rights C | Disposition | 2017-08-10 | 41,956 | $0.00 | 41,956 | $18.24 |
| Liberty Global Class C | Liberty Global Share Appreciation Rights C | Disposition | 2017-08-10 | 83,905 | $0.00 | 83,905 | $17.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-05-01 | No | 4 | M | Direct | |
| 0 | 2018-05-01 | No | 4 | M | Direct |
Footnotes
- The price reflects a weighted average of purchases made at prices ranging from $32.64 to $32.801. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- The SARs are immediately exercisable.
Billionaire Hedge Funds
