Home > Insider Trading > Filing (0001493152-17-009320)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
946454	Ballantyne Strong Inc.	BTN	Photographic Equipment & Supplies (3861)	470587703

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1619991	Kyle Cerminara	11422 Miracle Hills Drive, Suite 300 Omaha NE 68154	Ceo And Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-08-10	4,231	$6.00	186,959	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,000	Indirect	By 401(k) Plan
Common Stock	11,220	Indirect	By Spouse
Common Stock	4,220	Indirect	By Minor Children
Common Stock	2,424,048	Indirect	Fundamental Global

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options (Right to Buy)	$4.33		2025-11-22	60,000	60,000	Direct
Common Stock	Stock Options (Right to Buy)	$6.50		2027-02-28	60,000	60,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-11-22	60,000	60,000	Direct
2027-02-28	60,000	60,000	Direct

Footnotes

Held as joint tenant with spouse.
Held by the Fundamental Global entities. In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, also holds 1,104,340 shares of Common Stock for the accounts of individual investors. Due to his positions with Fundamental Global Investors, LLC and other Fundamental Global entities, Mr. Cerminara may be deemed to be a beneficial owner of the shares of Common Stock held by Fundamental Global. Mr. Cerminara disclaims beneficial ownership of the shares referred to herein except to the extent of his pecuniary interest therein.
Stock Options granted under the Company's 2010 Long-Term Incentive Plan on November 22, 2015. The options become exercisable in five equal annual installments beginning on November 22, 2016, the first anniversary of the grant date.
Stock Options granted under the Company's 2010 Long-Term Incentive Plan on February 28, 2017. The options become exercisable in five equal annual installments beginning on February 28, 2018, the first anniversary of the grant date.