Filing Details

Accession Number:
0001683168-17-002133
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-14 18:07:01
Reporting Period:
2017-08-10
Filing Date:
2017-08-14
Accepted Time:
2017-08-14 18:07:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1367083 Sonoma Pharmaceuticals Inc. SNOA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1367082 E Robert Miller C/O Sonoma Pharmaceuticals, Inc.
1129 N. Mcdowell Blvd.
Petaluma CA 94954
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Acquisiton 2017-08-10 2,264 $5.30 10,728 No 4 P Indirect See Note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Note
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.0001 Par Value 20,088 Direct
Footnotes
  1. These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees.