Filing Details
- Accession Number:
- 0001249155-17-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-14 17:57:18
- Reporting Period:
- 2017-08-10
- Filing Date:
- 2017-08-14
- Accepted Time:
- 2017-08-14 17:57:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534708 | Eastside Distilling Inc. | ESDI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1265078 | T. Grover Wickersham | 430 Cambridge Avenue, Suite 100 Palo Alto CA 94306 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-10 | 22,222 | $4.49 | 97,114 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-08-10 | 22,222 | $4.49 | 171,530 | No | 4 | P | Indirect | By Employee Profit Sharing Plan |
Common Stock | Acquisiton | 2017-08-10 | 11,111 | $4.49 | 87,744 | No | 4 | P | Indirect | By Irrevocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Employee Profit Sharing Plan |
No | 4 | P | Indirect | By Irrevocable Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Purchase Warrants (right to buy) | Acquisiton | 2017-08-10 | 22,222 | $0.01 | 22,222 | $5.40 |
Common Stock | Common Stock Purchase Warrants (right to buy) | Acquisiton | 2017-08-10 | 22,222 | $0.01 | 22,222 | $5.40 |
Common Stock | Common Stock Purchase Warrants (right to buy) | Acquisiton | 2017-08-10 | 11,111 | $0.01 | 11,111 | $5.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,222 | 2017-08-10 | 2022-08-10 | No | 4 | P | Direct |
22,222 | 2017-08-10 | 2022-08-10 | No | 4 | P | Indirect |
11,111 | 2017-08-10 | 2022-08-10 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 42,440 | Indirect | By Charitable Remainder Trust |
Footnotes
- The shares reported on Table I and the warrants reported on Table II of this Form 4 were purchased in units, each unit consisting of one share of common stock and one warrant, at a purchase price of $4.50 per unit.
- Includes an adjustment in the number of shares previously reported to reflect the three-for-one reverse stock split effected by the Issuer as of June 15, 2017.
- The reporting person is the trustee of the Grover T. Wickersham P.C. Employees' Profit Sharing Plan (the "PSP"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the PSP, except to the extent of his pecuniary interest in the PSP. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- The reporting person is the trustee of the Lindsay Anne Wickersham 1999 Irrevocable Trust (the "Irrevocable Trust"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the Irrevocable Trust. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- The reporting person is a joint trustee and beneficiary of the Grover T. and Jill Z. Wickersham 2000 Charitable Remainder Trust (the "CRUT"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the CRUT, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purposes.