Filing Details
- Accession Number:
- 0001493152-17-009233
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-14 16:24:44
- Reporting Period:
- 2017-08-10
- Filing Date:
- 2017-08-14
- Accepted Time:
- 2017-08-14 16:24:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
946454 | Ballantyne Strong Inc. | BTN | Photographic Equipment & Supplies (3861) | 470587703 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1040242 | L. Stephen Schilling | 11422 Miracle Hills Drive Suite 300 Omaha NE 68154 | President-Digital Media | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-10 | 1,800 | $5.64 | 29,292 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 200 | Indirect | By Child |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | $4.33 | 2025-11-22 | 30,000 | 30,000 | Direct | |
Common Stock | Stock Options (Right to Buy) | $4.33 | 2025-11-22 | 100,000 | 100,000 | Direct | |
Common Stock | Stock Options (Right to Buy) | $6.50 | 2027-02-28 | 40,000 | 40,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-11-22 | 30,000 | 30,000 | Direct |
2025-11-22 | 100,000 | 100,000 | Direct |
2027-02-28 | 40,000 | 40,000 | Direct |
Footnotes
- Stock Options granted pursuant to Mr. Schilling's employment agreement. Stock Options became exercisable immediately on the grant date of November 22, 2015.
- Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 on the first anniversary of the grant date, November 22, 2015, and 1/20 on the first day of each succeeding calendar quarter.
- Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, February 28, 2017.