Filing Details

Accession Number:
0001493152-17-009233
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-14 16:24:44
Reporting Period:
2017-08-10
Filing Date:
2017-08-14
Accepted Time:
2017-08-14 16:24:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
946454 Ballantyne Strong Inc. BTN Photographic Equipment & Supplies (3861) 470587703
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1040242 L. Stephen Schilling 11422 Miracle Hills Drive
Suite 300
Omaha NE 68154
President-Digital Media No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-10 1,800 $5.64 29,292 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 200 Indirect By Child
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to Buy) $4.33 2025-11-22 30,000 30,000 Direct
Common Stock Stock Options (Right to Buy) $4.33 2025-11-22 100,000 100,000 Direct
Common Stock Stock Options (Right to Buy) $6.50 2027-02-28 40,000 40,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-11-22 30,000 30,000 Direct
2025-11-22 100,000 100,000 Direct
2027-02-28 40,000 40,000 Direct
Footnotes
  1. Stock Options granted pursuant to Mr. Schilling's employment agreement. Stock Options became exercisable immediately on the grant date of November 22, 2015.
  2. Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 on the first anniversary of the grant date, November 22, 2015, and 1/20 on the first day of each succeeding calendar quarter.
  3. Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, February 28, 2017.