Filing Details

Accession Number:
0001461373-17-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-14 16:10:44
Reporting Period:
2017-08-10
Filing Date:
2017-08-14
Accepted Time:
2017-08-14 16:10:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571329 Capitala Finance Corp. CPTA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514106 W. Larry Carroll C/O Capitala Finance Corp.
4201 Congress Street, Suite 360
Charlotte NC 28209
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-10 2,150 $9.24 82,150 No 4 P Direct
Common Stock Acquisiton 2017-08-11 17,850 $9.14 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct