Filing Details
- Accession Number:
- 0001461373-17-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-14 16:10:44
- Reporting Period:
- 2017-08-10
- Filing Date:
- 2017-08-14
- Accepted Time:
- 2017-08-14 16:10:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1571329 | Capitala Finance Corp. | CPTA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1514106 | W. Larry Carroll | C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-10 | 2,150 | $9.24 | 82,150 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-08-11 | 17,850 | $9.14 | 10,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
