Filing Details

Accession Number:
0001493152-17-009066
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-14 09:07:47
Reporting Period:
2017-08-09
Filing Date:
2017-08-14
Accepted Time:
2017-08-14 09:07:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891417 Pen Inc. PENC Coating, Engraving & Allied Services (3470) 760273345
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022732 J Ronald Berman 701 Brickell Avenue,
Suite 1550
Miami FL 33131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-08-09 900 $1.25 244,068 No 4 P Direct
Class A Common Stock Acquisiton 2017-08-10 100 $1.15 244,168 No 4 P Direct
Class A Common Stock Acquisiton 2017-08-10 400 $1.20 244,568 No 4 P Direct
Class A Common Stock Acquisiton 2017-08-11 6 $1.12 244,574 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct