Filing Details

Accession Number:
0001701904-17-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-11 19:49:10
Reporting Period:
2017-08-09
Filing Date:
2017-08-11
Accepted Time:
2017-08-11 19:49:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1421461 Intrepid Potash Inc. IPI Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) 261501877
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1701904 Ltd. Management Capital Clearway Winterbotham Place Marlborough &Amp;
Queen Streets P.o. Box N-3026
Nassau C5
No No Yes No
1712802 S.a. Management Asset Saratoga 2Nd Floor Humboldt Tower 53 East
Panama City R1
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-09 460,000 $3.37 15,300,041 No 4 P Indirect By Saratoga Asset Management, S.A.
Common Stock Acquisiton 2017-08-11 16,400 $3.40 15,316,441 No 4 P Indirect By Saratoga Asset Management, S.A.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Saratoga Asset Management, S.A.
No 4 P Indirect By Saratoga Asset Management, S.A.
Footnotes
  1. The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions.
  2. This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4.
  3. Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4.
  4. Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose.