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Filing Details

Accession Number:: 0001606268-17-000099
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-08-11 16:50:36
Reporting Period:: 2017-08-09

Filing Date:: 2017-08-11
Accepted Time:: 2017-08-11 16:50:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1606268	Spark Energy Inc.	SPKE	Electric & Other Services Combined (4931)	465453215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1613718	Nathan Kroeker	12140 Wickchester Lane Suite 100 Houston TX 77079	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Series A Preferred Stock	Acquisiton	2017-08-09	1,000	$26.41	1,000	No	4	P	Direct
Series A Preferred Stock	Acquisiton	2017-08-10	1,000	$26.30	2,000	No	4	P	Direct
Series A Preferred Stock	Acquisiton	2017-08-11	1,775	$26.30	3,775	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	56,266	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Restricted Stock Unit	$0.00			157,750	157,750	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	157,750	157,750	Direct

Footnotes

The full name of the Series A Preferred Stock is "8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock."
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.38 to $26.44, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.18 to $26.44, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.17 to $26.40, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
This amount reflects the effect of a two-for-one stock split of the Company's Common Stock for all shares of record on June 5, 2017, and reports the corrected number of 28,133 pre-split shares of Class A Common Stock, par value $0.01 per share ("Class A Common Stock") based on a correction of a calculation error reported on Form 4/A filed on August 8, 2017 for the reporting person.
Each Restricted Stock Unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates.
This amount reflects the effect of a two-for-one stock split of the Company's RSUs and underlying Class A Common Stock for all shares of record on June 5, 2017, and reports the corrected number of 78,875 pre-split RSUs based on a correction of a calculation error reported on Form 4/A filed on August 8, 2017 for the reporting person.