Filing Details

Accession Number:
0000002488-17-000178
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-11 16:47:32
Reporting Period:
2017-08-09
Filing Date:
2017-08-11
Accepted Time:
2017-08-11 16:47:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
2488 Advanced Micro Devices Inc AMD Semiconductors & Related Devices (3674) 941692300
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1405109 T Lisa Su
One Amd Place
Sunnyvale CA 94085
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-09 196,307 $0.00 2,059,452 No 4 M Direct
Common Stock Disposition 2017-08-10 84,813 $12.46 1,974,639 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-08-09 81,318 $0.00 81,318 $0.00
Common Stock Restricted Stock Units Disposition 2017-08-09 114,989 $0.00 114,989 $0.00
Common Stock Stock Option Grant Acquisiton 2017-08-09 347,577 $0.00 347,577 $12.83
Common Stock RSU Award Acquisiton 2017-08-09 147,928 $0.00 147,928 $0.00
Common Stock PRSU Award Acquisiton 2017-08-09 295,857 $0.00 295,857 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
230,015 No 4 M Direct
347,577 2024-08-09 No 4 A Direct
147,928 No 4 A Direct
295,857 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 196,544 Indirect By Grantor Retained Annuity Trust
Footnotes
  1. Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Restricted Stock Unit ("RSU") vesting.
  2. Transaction executed in multiple trades at prices ranging from $12.17 to $12.92 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  3. Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.
  4. The RSUs vest 1/3 each on August 9, 2015, 2016 and 2017.
  5. The RSUs vest 1/3 on each of August 9, 2017, 2018 and 2019.
  6. The options vest 1/3 on each of August 9, 2018, 2019 and 2020.
  7. The RSUs vest 1/3 each on August 9, 2018, 2019 and 2020.
  8. Each performance based restricted stock unit ("PRSU") represents a contingent right to receive one share of AMD's common stock. The number of PRSUs that may be earned is between 0% and 250% of the target number of PRSUs; provided that, the maximum number of PRSUs that may be earned is capped at the number equal to (i) eight times the target value of the PRSU award, divided by (ii) the closing price of the Company's stock on the last day of a three-year performance period ending on August 9, 2020 (the "Performance Period").
  9. The actual number of PRSUs that may be earned, if at all, is contingent upon the achievement of pre-established performance metrics over the Performance Period. Earned and vested PRSUs will generally be settled on the later of August 15, 2020, or the date following the Compensation Committee's certification of performance.