Filing Details
- Accession Number:
- 0001209191-17-048609
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-11 16:42:51
- Reporting Period:
- 2017-08-09
- Filing Date:
- 2017-08-11
- Accepted Time:
- 2017-08-11 16:42:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1624899 | Steris Plc | STE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1293588 | Mohsen Sohi | C/O Chancery House, 190 Waterside Road Hamilton Industrial Park Leicester X0 LE5 1QZ | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 0.10 Par Value | Acquisiton | 2017-08-09 | 782 | $0.00 | 21,816 | No | 4 | A | Direct | |
| Ordinary Shares, 0.10 Par Value | Disposition | 2017-08-09 | 123 | $86.23 | 21,693 | No | 4 | F | Direct | |
| Ordinary Shares, 0.10 Par Value | Acquisiton | 2017-08-09 | 2,744 | $34.17 | 24,437 | No | 4 | M | Direct | |
| Ordinary Shares, 0.10 Par Value | Disposition | 2017-08-09 | 2,744 | $85.98 | 21,693 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Director Stock Option (right to buy) | Acquisiton | 2017-08-09 | 4,058 | $0.00 | 4,058 | $86.23 |
| Ordinary Shares | Career Restricted Stock Units | Acquisiton | 2017-08-09 | 231 | $0.00 | 231 | $0.00 |
| Ordinary Shares | Director Stock Option (right to buy) | Disposition | 2017-08-09 | 2,744 | $0.00 | 2,744 | $34.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,058 | 2027-08-09 | No | 4 | A | Direct | |
| 231 | No | 4 | A | Direct | ||
| 0 | 2018-07-31 | No | 4 | M | Direct |
Footnotes
- This represents the average sales price of the shares sold. The actual sales prices ranged from $85.975 per share to $86.00 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these two sales prices.
- These nonqualified stock options are fully vested and are exercisable immediately.
- Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.
- These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.
- This option to purchase 2,744 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 2,744 STERIS Corporation common shares for $34.17 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.
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