Filing Details

Accession Number:
0001104659-17-051304
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-11 12:49:19
Reporting Period:
2015-08-25
Filing Date:
2017-08-11
Accepted Time:
2017-08-11 12:49:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1570335 Pathway Energy Infrastructure Fund Inc. NONE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199519 S Robert Aisner C/O Prospect Capital Management, Lp
10 East 40Th Street, 42Nd Floor
New York NY 10016
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-25 1,420 $0.00 1,420 No 4 P Indirect See footnote
Common Stock Acquisiton 2015-12-31 4,118 $0.00 5,538 No 4 P Indirect See footnote
Common Stock Acquisiton 2017-01-02 5,538 $0.00 5,538 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 J Direct
Footnotes
  1. Represents Mr. Aisner's pecuniary interest in shares owned by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC).
  2. Represents Mr. Aisner's pecuiniary interest in shares owned by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC). A portion of these shares represent pecuniary interests held by family trusts; Mr. Aisner disclaims beneficial ownership of such shares.
  3. Mr. Aisner's ownership of these shares moved from "indirect" to "direct" as part of the consideration paid for redemption of his membership interests in Behringer Harvard Holdings , LLC (nka Stratera Holdings, LLC). A portion of these shares are held by family trusts; Mr. Aisner disclaims beneficial ownership of such shares.