Filing Details
- Accession Number:
- 0001104659-17-051304
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-11 12:49:19
- Reporting Period:
- 2015-08-25
- Filing Date:
- 2017-08-11
- Accepted Time:
- 2017-08-11 12:49:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1570335 | Pathway Energy Infrastructure Fund Inc. | NONE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1199519 | S Robert Aisner | C/O Prospect Capital Management, Lp 10 East 40Th Street, 42Nd Floor New York NY 10016 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-25 | 1,420 | $0.00 | 1,420 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2015-12-31 | 4,118 | $0.00 | 5,538 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2017-01-02 | 5,538 | $0.00 | 5,538 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | J | Direct |
Footnotes
- Represents Mr. Aisner's pecuniary interest in shares owned by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC).
- Represents Mr. Aisner's pecuiniary interest in shares owned by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC). A portion of these shares represent pecuniary interests held by family trusts; Mr. Aisner disclaims beneficial ownership of such shares.
- Mr. Aisner's ownership of these shares moved from "indirect" to "direct" as part of the consideration paid for redemption of his membership interests in Behringer Harvard Holdings , LLC (nka Stratera Holdings, LLC). A portion of these shares are held by family trusts; Mr. Aisner disclaims beneficial ownership of such shares.