Filing Details
- Accession Number:
- 0000907242-17-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-10 19:19:28
- Reporting Period:
- 2017-08-09
- Filing Date:
- 2017-08-10
- Accepted Time:
- 2017-08-10 19:19:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 907242 | Monarch Casino & Resort Inc | MCRI | Hotels & Motels (7011) | 880300760 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 937326 | Bob Farahi | Monarch Casino &Amp; Resort Inc 3800 S. Virginia Street Reno NV 89502 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-08-09 | 34,000 | $34.43 | 482,516 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-08-09 | 33,334 | $29.00 | 482,516 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-09 | 29,231 | $34.91 | 482,516 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options / Right to Buy | Disposition | 2017-08-09 | 33,334 | $0.00 | 33,334 | $29.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 200,003 | 2010-10-21 | 2017-10-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 482,516 | Direct | |
| Common Stock | 435,000 | Indirect | by trust |
| Common Stock | 434,626 | Indirect | by trust |
| Common Stock | 100,000 | Indirect | by trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options / Right to Buy | $23.08 | 2019-11-01 | 2026-11-01 | 33,333 | 200,003 | Direct |
| Common Stock | Options / Right to Buy | $17.62 | 2018-10-21 | 2025-10-21 | 33,334 | 200,003 | Direct |
| Common Stock | Options / Right to Buy | $12.32 | 2017-10-21 | 2024-10-21 | 33,334 | 200,003 | Direct |
| Common Stock | Options / Right to Buy | $21.71 | 2016-10-21 | 2023-10-21 | 33,334 | 200,003 | Direct |
| Common Stock | Options / Right to Buy | $8.56 | 2015-10-09 | 2022-10-09 | 33,334 | 200,003 | Direct |
| Common Stock | Options / Right to Buy | $9.33 | 2014-10-21 | 2021-10-21 | 33,334 | 200,003 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-11-01 | 33,333 | 200,003 | Direct |
| 2025-10-21 | 33,334 | 200,003 | Direct |
| 2024-10-21 | 33,334 | 200,003 | Direct |
| 2023-10-21 | 33,334 | 200,003 | Direct |
| 2022-10-09 | 33,334 | 200,003 | Direct |
| 2021-10-21 | 33,334 | 200,003 | Direct |
Footnotes
- On August 9, 2017, Mr. Farahi completed "net" stock option exercise whereby he exercised 33,334 stock options with an expiration date 10/21/2017. The exercise price of the stock option and the required tax withholding were paid in the form of stock totaling 29,231 shares. As a result of this "net" stock exercise Mr. Farahi beneficial ownership increased by the balance of 4,103.
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