Filing Details
- Accession Number:
- 0001477932-17-003817
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-10 18:07:34
- Reporting Period:
- 2017-08-08
- Filing Date:
- 2017-08-10
- Accepted Time:
- 2017-08-10 18:07:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1506251 | Citius Pharmaceuticals Inc. | CTXR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1463414 | L Leonard Mazur | C//O Citius Pharmaceuticals, Inc. 11 Commerce Drive, 1St Floor Cranford NJ 07016 | Executive Chairman | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-08 | 421,400 | $4.13 | 1,779,663 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-08-08 | 1,547,067 | $3.09 | 3,326,730 | No | 4 | C | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | C | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2017-08-08 | 421,400 | $0.01 | 421,400 | $4.13 |
Common Stock | Convertible Promissory Note | Acquisiton | 2017-08-08 | 1,547,067 | $0.00 | 1,547,067 | $3.09 |
Common Stock | Convertible Promissory Note | Disposition | 2017-08-08 | 1,547,067 | $0.00 | 1,547,067 | $3.09 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
421,400 | 2018-02-08 | 2022-08-08 | No | 4 | P | Direct |
1,547,067 | 2017-08-08 | 2017-12-31 | No | 4 | A | Direct |
0 | 2017-08-08 | 2017-12-31 | No | 4 | C | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock | $6.15 | 2019-06-12 | 19,614 | 19,614 | Direct | |
Common Stock | Warrant to Purchase Common Stock | $9.90 | 2019-09-30 | 3,171 | 3,171 | Direct | |
Common Stock | Warrant to Purchase Common Stock | $9.90 | 2020-01-08 | 4,984 | 4,984 | Direct | |
Common Stock | Warrant to Purchase Common Stock | $7.50 | 2020-08-18 | 35,211 | 35,211 | Direct | |
Common Stock | Warrant to Purchase Common Stock | $7.50 | 2020-11-02 | 20,783 | 20,783 | Direct | |
Common Stock | Warrant to Purchase Common Stock | $7.50 | 2020-11-20 | 20,664 | 20,664 | Direct | |
Common Stock | Warrant to Purchase Common Stock | $7.50 | 2021-01-08 | 13,679 | 13,679 | Direct | |
Common Stock | Warrant to Purchase Common Stock | $7.50 | 2021-03-14 | 4,210 | 4,210 | Direct | |
Common Stock | Warrant to Purchase Common Stock | $6.15 | 2021-03-15 | 18,106 | 18,106 | Direct | |
Common Stock | Options to Purchase Common Stock | $6.75 | 2024-09-12 | 220,000 | 220,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-06-12 | 19,614 | 19,614 | Direct |
2019-09-30 | 3,171 | 3,171 | Direct |
2020-01-08 | 4,984 | 4,984 | Direct |
2020-08-18 | 35,211 | 35,211 | Direct |
2020-11-02 | 20,783 | 20,783 | Direct |
2020-11-20 | 20,664 | 20,664 | Direct |
2021-01-08 | 13,679 | 13,679 | Direct |
2021-03-14 | 4,210 | 4,210 | Direct |
2021-03-15 | 18,106 | 18,106 | Direct |
2024-09-12 | 220,000 | 220,000 | Direct |
Footnotes
- On August 8, 2017, the Reporting Person purchased a five-year warrant to purchase 421,400 shares of the Company's common stock at an exercise price of $4.125 per share. The warrant is fully vested and exercisable six months from August 8, 2017.
- On August 8, 2017, the Reporting Person converted $4,710,000 of outstanding convertible promissory notes and accrued interest of $76,240 into shares of common stock at a conversion price per share of $3.09, which was 75% of the price per share paid by investors in the Company's public offering that was completed on August 8, 2017 as set forth in the terms of the convertible promissory notes.
- The warrant is fully vested and exercisable immediately.
- The option vests as to 40% of the shares of the Company's common stock on September 12, 2014 and 15% of the shares on each of September 12, 2015, March 12 and September 12, 2016 and September 12, 2017. The option was issued pursuant to the Company's 2014 Stock Incentive Plan.