Filing Details
- Accession Number:
- 0001209191-17-048463
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-10 18:01:00
- Reporting Period:
- 2017-08-08
- Filing Date:
- 2017-08-10
- Accepted Time:
- 2017-08-10 18:01:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411494 | Apollo Global Management Llc | APO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1348182 | K Robert Kraft | C/O Apollo Global Management, Llc 9 West 57Th Street, 43Rd Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Acquisiton | 2017-08-08 | 10,000 | $29.88 | 240,000 | No | 4 | P | Indirect | By KPC US Equity LLC |
Class A Shares | Acquisiton | 2017-08-09 | 10,000 | $29.92 | 250,000 | No | 4 | P | Indirect | By KPC US Equity LLC |
Class A Shares | Acquisiton | 2017-08-10 | 10,000 | $29.89 | 260,000 | No | 4 | P | Indirect | By KPC US Equity LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By KPC US Equity LLC |
No | 4 | P | Indirect | By KPC US Equity LLC |
No | 4 | P | Indirect | By KPC US Equity LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Shares | 14,567 | Direct | |
Class A Shares | 60,000 | Indirect | By Two R LLC |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.80 to $29.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Class A shares are owned directly by KPC US Equity LLC, which is under the sole control of the reporting person, and may be deemed to be beneficially owned by the reporting person.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.91 to $29.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.51 to $30.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Reported amount includes 3,707 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances, the RSUs vest in installments in accordance with the terms of the applicable RSU award agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting date.
- Class A shares are owned directly by Two R LLC, which is under the sole control of the reporting person, and may be deemed to be beneficially owned by the reporting person.