Home > Insider Trading > Filing (0001354327-17-000055)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1354327	Pgt Innovations Inc.	PGTI	Metal Doors, Sash, Frames, Moldings & Trim (3442)	200634715

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1366270	D Richard Feintuch	Pgt Innovations Inc 1070 Technology Drive North Venice FL 34275		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Pgti Common Stock	Acquisiton	2017-08-08	34,743	$1.98	81,051	No	4	M	Direct
Pgti Common Stock	Disposition	2017-08-08	34,743	$13.29	46,308	No	4	S	Direct
Pgti Common Stock	Acquisiton	2017-08-09	14,716	$1.98	61,024	No	4	M	Direct
Pgti Common Stock	Disposition	2017-08-09	14,716	$12.96	46,308	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Pgti Common Stock	Stock Option (Right to Buy)	Disposition	2017-08-08	34,743	$0.00	34,743	$1.98
Pgti Common Stock	Stock Option ( Right to Buy)	Disposition	2017-08-09	14,716	$0.00	14,716	$1.98

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
65,086		2020-04-07	No	4	M	Direct
50,910		2020-04-07	No	4	M	Direct

Footnotes

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.20 to $13.40 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.90 to $13.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
An aggregate of 99,459 stock options were granted to the reporting person on April 7, 2010. The dates on which those options became exercisable are as follows: 43,008 of the options were immediately exercisable on the grant date; 24,193 of the options became exercisable in three approximately equal installments on each of July 3, 2010, October 2, 2010 and January 1, 2011; and 32,258 of the options became exercisable on April 7, 2011.
Represents the remaining number of currently-exercisable stock options granted to the reporting person on April 7, 2010 that have not yet been exercised.