Filing Details
- Accession Number:
- 0000899243-17-020054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-10 16:39:57
- Reporting Period:
- 2017-08-08
- Filing Date:
- 2017-08-10
- Accepted Time:
- 2017-08-10 16:39:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1112920 | Globalscape Inc | GSB | Services-Prepackaged Software (7372) | 742785449 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1274195 | Covenant Rha Partners, L.p. | 8214 Westchester Drive, Suite 950 Dallas TX 75225 | No | No | Yes | No | |
1694507 | Clark C Webb | 8214 Westchester Drive, Suite 950 Dallas TX 75225 | No | No | Yes | No | |
1694574 | H Robert Alpert | 8214 Westchester Drive, Suite 950 Dallas TX 75225 | No | No | Yes | No | |
1694778 | Ccw/Law Holdings, Llc | 8214 Westchester Drive, Suite 950 Dallas TX 75225 | No | No | Yes | No | |
1694779 | 210/Gsb Acquisition Partners, Llc | 8214 Westchester Drive, Suite 950 Dallas TX 75225 | No | No | Yes | No | |
1694780 | 210 Capital, Llc | 8214 Westchester Drive, Suite 950 Dallas TX 75225 | No | No | Yes | No | |
1694781 | Rha Investments, Inc. | 8214 Westchester Drive, Suite 950 Dallas TX 75225 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-08 | 175,000 | $3.86 | 3,501,800 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-08-09 | 215,000 | $3.97 | 3,716,800 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 231,507 | Indirect | See Footnotes |
Common Stock | 231,500 | Indirect | See Footnotes |
Footnotes
- This price represents the approximate weighted average price per share of common stock of GlobalSCAPE, Inc. (the "Issuer"), par value $0.001 per share ("Shares"), of purchases that were executed at prices ranging from $3.69 to $3.97 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.
- Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons.
- This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments.
- 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments.
- The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
- The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $3.75 to $4.12 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.
- Represents Shares directly beneficially owned solely by Mr. Webb.
- Represents Shares directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert.