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Home > Insider Trading > Filing (0001273295-17-000001)

Filing Details

Accession Number:: 0001273295-17-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-08-10 16:30:39
Reporting Period:: 2017-08-08

Filing Date:: 2017-08-10
Accepted Time:: 2017-08-10 16:30:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
706129	Horizon Bancorp	HBNC	State Commercial Banks (6022)	351562417

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1273295	D James Neff	515 Franklin Square Michigan City IN 46360	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-08-08	4,799	$26.75	147,176	No	4	S	Direct
Common Stock	Acquisiton	2017-08-08	4,799	$13.49	151,975	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option	Disposition	2017-08-08	4,799	$0.00	4,799	$13.49

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2016-06-18	2023-06-18	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	30,038	Indirect	By SERP
Common Stock	12,924	Indirect	By ESOP
Common Stock	18,417	Indirect	By Thrift

Footnotes

The option was granted 06/18/2013 and vested in three equal installments beginning on the first anniversary of the date of the grant.