Filing Details
- Accession Number:
- 0001127602-17-025389
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-10 11:53:23
- Reporting Period:
- 2017-08-08
- Filing Date:
- 2017-08-10
- Accepted Time:
- 2017-08-10 11:53:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1628326 | C. Christopher Piotrowski | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Acquisiton | 2017-08-08 | 10,984 | $17.24 | 30,479 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-08-08 | 400 | $23.50 | 30,079 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-08-08 | 5,500 | $23.53 | 24,579 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-08-08 | 4,684 | $23.55 | 19,895 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-08-08 | 400 | $23.58 | 19,495 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Acquisiton | 2017-08-08 | 5,234 | $17.38 | 24,729 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-08-08 | 5,234 | $23.58 | 19,495 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-08-08 | 10,984 | $0.00 | 10,984 | $17.24 |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-08-08 | 5,234 | $0.00 | 5,234 | $17.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,984 | 2025-02-02 | No | 4 | M | Direct | |
| 15,703 | 2026-02-01 | No | 4 | M | Direct |
Footnotes
- Option vests in four equal annual installments beginning on February 8, 2016.
- Option vests in four equal annual installments beginning on February 8, 2017.
Billionaire Hedge Funds
