Filing Details
- Accession Number:
- 0001437749-17-014305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-09 17:33:41
- Reporting Period:
- 2017-08-08
- Filing Date:
- 2017-08-09
- Accepted Time:
- 2017-08-09 17:33:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1547459 | Natural Grocers By Vitamin Cottage Inc. | NGVC | Retail-Grocery Stores (5411) | 841444517 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1552659 | Kemper Isely | 12612 W. Alameda Parkway Lakewood CO 80228 | Chairman & Co-President | Yes | Yes | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-08 | 5,400 | $6.19 | 3,118,302 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 104,745 | Indirect | By Anthony Andueza as UTMA custodian for son |
Common Stock | 106,145 | Indirect | By Raquel M. Isely, the reporting person's daughter |
Common Stock | 6,716 | Indirect | By KIVC 3, LLC |
Common Stock | 616,254 | Indirect | By ZIVC, LLC |
Common Stock | 201,856 | Indirect | By HIVC 1, LLC |
Common Stock | 478,788 | Indirect | By HIVC 2, LLC |
Common Stock | 571,850 | Indirect | By FTVC, LLC |
Footnotes
- The Reporting Person has no investment power over these shares and disclaims beneficial ownership of these shares.
- The Reporting Person is a member, but has no investment power over these shares and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- The Reporting Person is a beneficiary through a member trust, but has no investment power over these shares and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- The Reporting Person is a beneficiary through a member trust and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.