Filing Details
- Accession Number:
- 0001140361-17-030886
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-09 16:59:28
- Reporting Period:
- 2017-08-07
- Filing Date:
- 2017-08-09
- Accepted Time:
- 2017-08-09 16:59:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1500213 | Si Financial Group Inc. | SIFI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298177 | A Rheo Brouillard | 803 Main Street Willimantic CT 06226 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-07 | 181 | $5.68 | 67,014 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-07 | 181 | $15.20 | 66,833 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-08-08 | 300 | $5.68 | 67,133 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-08 | 100 | $15.20 | 67,033 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-08-08 | 200 | $15.25 | 66,833 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2017-08-07 | 181 | $0.00 | 181 | $5.68 |
| Common Stock | Stock Options | Disposition | 2017-08-08 | 300 | $0.00 | 300 | $5.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,800 | 2011-02-24 | 2020-02-24 | No | 4 | M | Direct |
| 8,500 | 2011-02-24 | 2020-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19,138 | Indirect | By 401(k) |
| Common Stock | 11,861 | Indirect | By ESOP |
| Common Stock | 4,699 | Indirect | By IRA |
| Common Stock | 898 | Indirect | By Spouse |
| Common Stock | 2,659 | Indirect | By Spouse's IRA |
| Common Stock | 3,333 | Indirect | By Stock Award II |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $9.40 | 2012-02-16 | 2021-02-16 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Options | $11.01 | 2013-10-24 | 2022-10-24 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-02-16 | 10,000 | 10,000 | Direct |
| 2022-10-24 | 50,000 | 50,000 | Direct |
Footnotes
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
- Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in three equal annual installments commencing on September 23, 2015.
- Stock Options are fully vested and exercisable.
- Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.
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