Filing Details
- Accession Number:
- 0001179110-17-011287
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-09 16:53:33
- Reporting Period:
- 2017-08-07
- Filing Date:
- 2017-08-09
- Accepted Time:
- 2017-08-09 16:53:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
856982 | Merit Medical Systems Inc | MMSI | Surgical & Medical Instruments & Apparatus (3841) | 870447695 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
901531 | W Kent Stanger | 1600 W Merit Parkway South Jordan UT 84095 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value | Acquisiton | 2017-08-07 | 5,100 | $13.75 | 416,634 | No | 4 | M | Direct | |
Common Stock, No Par Value | Disposition | 2017-08-07 | 5,100 | $42.09 | 411,534 | No | 4 | S | Direct | |
Common Stock, No Par Value | Acquisiton | 2017-08-08 | 2,300 | $13.75 | 413,834 | No | 4 | M | Direct | |
Common Stock, No Par Value | Disposition | 2017-08-08 | 2,300 | $42.50 | 411,534 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified stock options (right to buy) | Disposition | 2017-08-07 | 5,100 | $0.00 | 5,100 | $13.75 |
Common Stock | Non-qualified stock options (right to buy) | Disposition | 2017-08-08 | 2,300 | $0.00 | 2,300 | $13.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
58,900 | 2012-08-11 | 2018-08-11 | No | 4 | M | Direct |
56,600 | 2012-08-11 | 2018-08-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, No Par Value | 42,250 | Indirect | By 401(k) plan |
Common Stock, No Par Value | 4,271 | Direct | |
Common Stock, No Par Value | 29,524 | Indirect | Family Limited Liability Company |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified stock options (right to buy) | $12.06 | 2015-10-04 | 2021-10-04 | 2,000 | 2,000 | Direct |
Common Stock | Non-qualified stock options (right to buy) | $19.72 | 2017-05-02 | 2023-05-02 | 9,375 | 9,375 | Direct |
Common Stock | Non-qualified stock options (right to buy) | $18.80 | 2017-05-26 | 2023-05-26 | 25,000 | 25,000 | Direct |
Common Stock | Non-qualified stock options (right to buy) | $34.40 | 2018-05-24 | 2024-05-24 | 25,000 | 25,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-10-04 | 2,000 | 2,000 | Direct |
2023-05-02 | 9,375 | 9,375 | Direct |
2023-05-26 | 25,000 | 25,000 | Direct |
2024-05-24 | 25,000 | 25,000 | Direct |
Footnotes
- Represents plan holdings as of 08/07//2017.
- Employee stock purchase plan holdings as of 08/07/2017.
- This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities held by K.W.S. Properties LC.
- The price reported in Column 4 of Table 1 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to 42.50, inclusive. The Reporting Person undertakes to provide to Merit Medical Systems, Inc., any security holder of Merit Medical Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Becomes exercisable in equal annual installments of 20% commencing on 08/11/2012.
- Becomes exercisable in equal annual installments of 20% commencing on 10/04/2015.
- Becomes exercisable in equal annual installments of 20% commencing on 05/02/2017.
- Becomes exercisable in equal annual installments of 20% commencing on 05/26/2017.
- Becomes exercisable in equal annual installments of 20% commencing on 05/24/2018.