Filing Details
- Accession Number:
- 0001437749-17-014261
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-09 14:52:02
- Reporting Period:
- 2017-08-07
- Filing Date:
- 2017-08-09
- Accepted Time:
- 2017-08-09 14:52:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1265572 | Kona Grill Inc | KONA | Retail-Eating Places (5812) | 200216690 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1453410 | Berke Bakay | 15059 North Scottsdale Road, Suite 300 Scottsdale AZ 85254 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-07 | 55,500 | $1.58 | 148,102 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2017-08-08 | 4,500 | $1.80 | 152,602 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,330,000 | Indirect | By BBS Capital Fund, LP |
Footnotes
- Price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.55 to $1.60, inclusive. The reporting persons undertake to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified above.
- Shares held by the Bakay Family Trust for the benefit of the Reporting Person's children