Filing Details
- Accession Number:
- 0001628280-17-008389
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-08 20:14:03
- Reporting Period:
- 2017-08-04
- Filing Date:
- 2017-08-08
- Accepted Time:
- 2017-08-08 20:14:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 319201 | Kla Tencor Corp | KLAC | Optical Instruments & Lenses (3827) | 042564110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1642421 | M. Brian Trafas | C/O Kla-Tencor Corporation One Technology Drive Milpitas CA 95035 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-04 | 3,450 | $0.00 | 3,450 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-04 | 1,801 | $88.83 | 1,649 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-08-06 | 8,456 | $0.00 | 10,105 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-06 | 4,413 | $88.83 | 5,692 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-08-07 | 1,837 | $0.00 | 7,529 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-07 | 959 | $92.01 | 6,570 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-08-07 | 5,692 | $89.15 | 878 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock - Restricted Stock Units | 34,043 | Direct |
Footnotes
- On August 4, 2016, the Reporting Person received a grant of RSUs covering 13,800 shares of KLA-Tencor common stock. On August 4, 2017, the Reporting Person vested in 25% of such RSUs.
- Pursuant to such terms of the August 4, 2016 RSU grant, 1,801 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
- On August 6, 2013, August 6, 2013, and August 6, 2015, the Reporting Person received a grant of RSUs or PRSUs covering 7,150 (RSU), 7,150 (PRSU) and 8,800 (RSU) shares of KLA-Tencor common stock, respectively. On August 6, 2017, the Reporting Person vested in 25% of such RSUs and 50% of the PRSUs.
- Pursuant to such terms of the August 6, 2013, August 6, 2013 and August 6, 2015 grants, 4,413 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
- On August 7, 2014, the Reporting Person received a grant of RSUs covering 7,350 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs.
- Pursuant to such terms of the August 7, 2014 RSU grant, 959 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
- This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2016.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
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