Filing Details

Accession Number:
0001628280-17-008387
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-08 20:12:44
Reporting Period:
2017-08-04
Filing Date:
2017-08-08
Accepted Time:
2017-08-08 20:12:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319201 Kla Tencor Corp KLAC Optical Instruments & Lenses (3827) 042564110
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1642452 A. Ahmad Khan C/O Kla-Tencor Corporation
One Technology Drive
Milpitas CA 95035
Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-04 5,175 $0.00 5,489 No 4 M Direct
Common Stock Disposition 2017-08-04 2,693 $88.83 2,796 No 4 F Direct
Common Stock Acquisiton 2017-08-06 3,313 $0.00 6,109 No 4 M Direct
Common Stock Disposition 2017-08-06 1,729 $88.83 4,380 No 4 F Direct
Common Stock Acquisiton 2017-08-07 2,287 $0.00 6,667 No 4 M Direct
Common Stock Disposition 2017-08-07 1,194 $92.01 5,473 No 4 F Direct
Common Stock Disposition 2017-08-07 4,066 $89.15 1,407 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted Stock Units 59,487 Direct
Footnotes
  1. On August 4, 2016, the Reporting Person received a grant of RSUs covering 5,175 shares of KLA-Tencor common stock. On August 4, 2017, the Reporting Person vested in 25% of such RSUs.
  2. Pursuant to such terms of the August 4, 2016 RSU grant, 2,693 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
  3. Pursuant to such terms of the August 6, 2015 RSU grant, 1,729 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
  4. On August 7, 2014, the Reporting Person received a grant of RSUs covering 9,150 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs.
  5. Pursuant to such terms of the August 7, 2014 RSU grant, 1,194 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
  6. This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2017.
  7. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
  8. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.