Filing Details
- Accession Number:
- 0001628280-17-008387
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-08 20:12:44
- Reporting Period:
- 2017-08-04
- Filing Date:
- 2017-08-08
- Accepted Time:
- 2017-08-08 20:12:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
319201 | Kla Tencor Corp | KLAC | Optical Instruments & Lenses (3827) | 042564110 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1642452 | A. Ahmad Khan | C/O Kla-Tencor Corporation One Technology Drive Milpitas CA 95035 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-04 | 5,175 | $0.00 | 5,489 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-08-04 | 2,693 | $88.83 | 2,796 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-08-06 | 3,313 | $0.00 | 6,109 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-08-06 | 1,729 | $88.83 | 4,380 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-08-07 | 2,287 | $0.00 | 6,667 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-08-07 | 1,194 | $92.01 | 5,473 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-08-07 | 4,066 | $89.15 | 1,407 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock - Restricted Stock Units | 59,487 | Direct |
Footnotes
- On August 4, 2016, the Reporting Person received a grant of RSUs covering 5,175 shares of KLA-Tencor common stock. On August 4, 2017, the Reporting Person vested in 25% of such RSUs.
- Pursuant to such terms of the August 4, 2016 RSU grant, 2,693 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
- Pursuant to such terms of the August 6, 2015 RSU grant, 1,729 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
- On August 7, 2014, the Reporting Person received a grant of RSUs covering 9,150 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs.
- Pursuant to such terms of the August 7, 2014 RSU grant, 1,194 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
- This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2017.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.